【ソシエテ・ジェネラル証券】Regulatory Reporting Operations- Analyst/Associate/VP
仕事内容
Responsibilities
The Operations Regulatory Reporting team is responsible for ensuring Société Générale meets its regulatory obligation for key non-financial regulatory reports.
Post Trade Transaction and Position report production and submission
Monitoring of Report submission schedule and status
Report related Exceptions/Issue investigation and tracking
Regulatory Inquiry/Notification handling and tracking
Report Automation and Remediation
Risk Control e.g., Monitor and manage internal & external changes, engage on APAC REG Governance
Other requirements
Develop professional knowledge in regulatory requirements and data source systems
Build relationships with IT, other Operations teams, Compliance, Project team, Front Office
Work closely with APAC REG Project and IT teams
Identify and propose improvements needs in processes and control
Involve in the longer-term strategic development in reporting area
Ensuring and adhere to Regulatory rules and internal Policy
Monitor and escalate risk when identified
Ensure you read and understand and comply with the Company’s Code of Conduct and corresponding regulations.
応募資格(必須経験など)
Profile required
Experience & Knowledge
Native level Japanese (to review Japanese Regulatory requirement and regulations)
Business level English
At least one Product knowledge; Cash Equity, Bond, OTC and Listed Derivatives
Detail oriented/Strict time management/Swiftness /Self-starter
Strong on numerical and data analysis
Excel, Word, PowerPoint
Transaction volume reporting experience (better to have)
Have team-working spirit and good communication skills
Business insight
Societe Generale is one of the leading European financial services groups. Founded in 1864, we have been playing a vital role in the economy for over 150 years. With more than 148,000 employees based in 76 countries worldwide, we accompany 32 million clients throughout the world on a daily basis. Based on a diversified universal banking model, the Group combines financial strength with a strategy of sustainable growth.
Our expertise in the Asia Pacific region ranges from Corporate & Investment Banking (Advisory, Financing and Global Markets) to Asset Management, Securities Services, Trade Finance and Cash Management Services. Leveraging on our formidable global footprint, we serve corporates, financial institutions, and the public sector. With our regional headquarters in Hong Kong, we operate in 11 countries across Asia Pacific, employing over 6,600 employees. You can find us in Beijing, Seoul, Tokyo, Singapore, Mumbai, Sydney and other locations in the region.
Objectives of the GBTO/MAR/REG Production role:
You will be responsible for report production, submission, status monitoring, issue investigation and change management handling. Require paying continuous efforts to maintain best practice on production process, seek for further improvements is a key element of the role. At Project such as internal and external change management, report automation requires data analysis skills and methodologies to interpretate system data into regulatory report requirements.