Associate, Business Controls Communications Reviewer, Global Markets
仕事内容
The candidate will join the Global Markets Communications Review Group. The Global Markets Communications Review Group is responsible for surveillance of communications to identify potential conduct issues, including but not limited to market misconduct, misuse use of confidential information, conflicts of interest, and violations of Company policies, standards and procedures. The nature of our work means that all team members have exposure across multiple areas of the bank (multiple lines of business, Technology, Legal, GCOR, across the BCO organization, etc.) and each teammate develops key relationships with various stakeholders thereby increasing the team’s sphere of influence and impact. We serve as stewards of the bank to mitigate risk and protect our, and our clients’, interests.
応募資格(必須経験など)
Required Skills/Experience:
· Bachelor’s Degree
· Some knowledge of Compliance laws, rules, regulations, risks and typologies
· 2+ years of experience in the securities industry with knowledge of Banking, Global Markets and/or Research areas
· Strong verbal and written skills
· Must be a self-starter, flexible, innovative and adaptive
· Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
· Adaptable to change and willing to work in a fast paced environment
· Exhibits a positive attitude
· Must be detail-oriented and be able to work collaboratively
· Proficient in MS Office including Excel
· Bilingual/Multilingual skills a plus - Native level Japanese MUST