【モルガン・スタンレーMUFG証券】Audit (Internal Audit) - Risk Management Auditor - Senior Manager / Vice President
仕事内容
Your key responsibilities will include:
- Support the Japan and Asia audit team in performing risk assessments/ planning/ execution and reporting of regional and global audits
- Participate in the planning of audits to include identification and evaluation of objectives/ inherent risks and controls.
- Perform regular audit testing and provide recommendations on how to improve internal controls and governance processes
- Meet with key stakeholders both within and outside IAD/ and attend working groups and committees/ as part of continuous monitoring activities
- Develop a strong understanding of business and system processes and be able to communicate complex technical issues in simplified terms to management and colleagues from other audit divisions
応募資格(必須経験など)
QUALIFICATIONS
The successful candidate should have the following experience and qualifications:
- 7 to 10 years or more of relevant experience in Audit or 1st and 2nd line of defense control or support functions (e.g. risk management/ valuation control/ strategists etc.) in institutional securities and capital markets/ with solid knowledge in wholesale banking business and activities/ trading and banking products and risk management processes
- In-depth knowledge in the risk management domain/ e.g. market risk/ credit risk/ operational risk/ liquidity risk or model risk/ and keeps informed of financial market insights/ current affairs across the Asia region and regulatory developments relating to risk management
- Demonstrates critical thinking/ strong risk and control mindset/ good project management skill/ strong analytical and problem-solving skills with the drive to develop independent viewpoint and innovative ideas
- Self-initiated and a proven team player in collaboration and supporting team members
- Fluency in English communication skill is essential and Japanese language skill is preferred but not mandatory
- Candidate with experience in developing or using Data Analytic tools and techniques will have added advantage
- University bachelor/ post graduate degree or relevant professional qualifications (e.g. CIA/ CFA/ CPA/ FRM etc.)