【クレディ・スイス証券】Monitoring & Testing Officer
仕事内容
We are seeking an exceptional candidate to tackle a Monitoring and Testing (M&T) ENO role. Specifically, the candidate is required to:
• Support and conduct monitoring and testing reviews across key compliance risks
• Demonstrate risk awareness in order to ensure appropriate monitoring is performed
• Understand the fundamentals of risk and control
• Have an awareness of different review techniques to maximize assurance provided
• Identify issues impacting risks under review, presenting sustainable and commercial control improvements to mitigate risks
• Prepare monitoring and testing results and draft reports for review by Management prior to sharing with relevant stakeholders and participate in discussions to clearly articulate issues and risks identified
• Keep abreast with internal process controls and regulatory requirements, understand and identify changes in rules and regulations and the impact on monitoring and testing activities; and
• Deliver reviews within assigned budget, time, and meeting quality expectations.
応募資格(必須経験など)
This role is varied and requires excellent communication, management, and analytical skills in order to meet the demands of a regional team and function, and increasing regulatory scrutiny.The ideal candidate will possess the following qualifications and skills:
4 years of proven experience or above, in working within a Risk and Control, Compliance or Internal Audit function
Good understanding of Financial Services, preferably in Private Banking and or Investment Banking
Outstanding ability to think strategically and demonstrate good judgment on a consistent basis
Highly effective communication (verbal and written) in both Japanese and English as role needed someone to be able to read/ write Japanese as most documents are in Japanese, and we need to be able to communicate well with APAC team and be able to elaborate well in English in term of various testing(s) and process maps/ flow charts
Ability to multi-task competing priorities while maintaining a high degree of accuracy and attention to detail
Assertive and ability to face challenging situations
High level of inquisitiveness and desire to learn and understand new areas
Strong sense of accountability; good time management and good project management skills for the assigned tasks and projects
Prior working experience in regulatory body and regional language skills would be an advantage
Dedication to fostering an inclusive culture and value diverse perspectives.