【モルガン・スタンレーMUFG証券】Client Asset Segregation, Operations - Associate
仕事内容
DESCRIPTION
- Monitor and process daily Client Asset Segregation process
- Understand the regulatory requirements of Regulatory Reports related to Client Asset Segregation
- Prepare Regulatory Reports related to Client Asset Segregation and submit them to the regulators
- Investigate and resolve the exceptions in the process, and identify the correct position and transactions done by the firm
- Create and update the procedure manuals and other documentations
- Escalate and mitigate risks associated with Client Asset Segregation processes
- Understand the Governance of Client Asset Segregation, and ensure the processes and reports are in compliant with the Japan regulation as well as Firm's policy and procedure
- Identify areas for process improvement and implement effective control while achieving efficiency and optimization
- Monitor and execute Audit Confirmation requests
- Collaborate with internal teams and external auditors on Client Asset Segregation audit
応募資格(必須経験など)
QUALIFICATIONS
Required
- Be a self-starter with positive working attitude
- Contribute as a team
- Have effective communication skills and interact inclusively
- Identify problems as they arise and know when they need to be escalated
- Be adaptable to changes and new challenges
- Be keen to learn new skills and do so quickly
- Have proficiency with English and Japanese - Fluent in written and spoken communications
- Have proficiency with Microsoft Office (Excel, Word, and PowerPoint)
Preferred
- Have knowledge of Japan regulatory reporting and Client Asset Segregation rules
- Have experience in technology related project
- Have middle or back office experience