【モルガン・スタンレー】Core Compliance - VP
仕事内容
Primary Responsibilities
Executing and facilitating the following Core Compliance functions and other Compliance-related projects.
> Compliance Training and Education Responsible for the development and coordination of a compliance training program. Provide the opportunity to shape the governance arrangements for local and global trainings by identifying and delivering on training needs. Work closely with global and local Compliance professionals and assist creating effective training contents as well as meeting the training plan.
> Policies and Procedures Responsible for development of internal rules, policies and compliance notices, including maintenance of those documents. Timely follow-up with the Compliance professionals to review and update the existing documents.
> Regulatory Change Management Responsible for managing regulatory change which is a critical role of Compliance and requires ongoing coordination, communication and partnership among Legal, impacted business units, and Control functions. Responsibilities will also include working to design robust compliance framework to manage regulatory changes as well as its ongoing enhancement.
応募資格(必須経験など)
Qualifications - External
Skills required (essential)
> Relevant experience in compliance, risk management or regulatory related functions.
> Excellent communication skills, both written and oral. Bilingual fluency.
> Ability to work independently as well as be an excellent team player.
> Project management skills, including negotiations with various stakeholders together to achieve a common goal.
> Eagerness to involve in new projects and initiatives as well as challenge existing processes for possible improvement
> Organized and detailed oriented with the ability to perform multiple tasks simultaneously.
> Effectively prioritize responsibilities and produce results
> Analytical skills and attention to detail
> Proactivity, enthusiasm and aspiration to learn and develop.
> 5-7 years in financial services
Skills desired
> Comprehensive understanding of the regulatory requirements and regulatory expectations.
> Experiences in regulatory on-site inspection is plus.