【モルガン・スタンレー】Client Asset Segregation, Operations - Associate
仕事内容
About the job
Monitor and process daily Client Asset Segregation process
Understand the regulatory requirements of Regulatory Reports related to Client Asset Segregation
Prepare Regulatory Reports related to Client Asset Segregation and submit them to the regulators
Investigate and resolve the exceptions in the process, and identify the correct position and transactions done by the firm
Create and update the procedure manuals and other documentations
Escalate and mitigate risks associated with Client Asset Segregation processes
Understand the Governance of Client Asset Segregation, and ensure the processes and reports are in compliant with the Japan regulation as well as Firm's policy and procedure
Identify areas for process improvement and implement effective control while achieving efficiency and optimization
Monitor and execute Audit Confirmation requests
Collaborate with internal teams and external auditors on Client Asset Segregation audit
応募資格(必須経験など)
Required
Be a self-starter with positive working attitude
Contribute as a team
Have effective communication skills and interact inclusively
Identify problems as they arise and know when they need to be escalated
Be adaptable to changes and new challenges
Be keen to learn new skills and do so quickly
Have proficiency with English and Japanese - Fluent in written and spoken communications
Have proficiency with Microsoft Office (Excel, Word, and PowerPoint)
Preferred
Have knowledge of Japan regulatory reporting and Client Asset Segregation rules
Have experience in technology related project
Have middle or back office experience