【JPモルガン証券】Head of Japan Location Control Manager, Executive Director
仕事内容
About Control Management (“CM”)
The CM team maintains a strong and consistent control environment through a joint accountability model that align CMs with each line of business, function and region/country to mitigate operational risk. The team focuses on four areas: Control Design & Expertise, Risks & Controls Identification/Assessment, Issues & Control Deficiencies and Control Governance & Reporting.
Overview of the Role
As a Location Control Management (“LCM”), you will be responsible for the end-to-end oversight of the control environment in Japan, working in partnership with business, operational and technology Control Managers. As the Japan LCM, you will work very closely with the Japan Senior Country Business Manager (“SCBM”), other CMs and Compliance on the development of new, and execution or oversight of existing, controls and processes throughout the Firm. The aim is to provide a centralized view of and from all control functions, assisting in immediate, real time problem detection and escalation. This process will enable the Firm to engage the appropriate teams in a timely manner, and provide the ability to quickly remediate critical control issues across all the impacted areas of the Firm.
As the Head of Japan Location Control Management, you will report locally to the SCBM, regionally into the Head of APAC Control Manager and will be expected to manage a team of locally based Control Managers. The APAC Controls team is part of a wider global Corporate & Investment Bank (“CIB”) team, which reports into the Finance & Business Management organization
You will interact with multiple businesses and corporate functions in and outside of Japan. As the Head of Japan Location Control Management, you will need to establish strong relationships with the local businesses and functions and develop a deep understanding of the business, its control challenges and products/services.
Job Responsibilities:
You will be responsible for leadership and oversight of the controls agenda covering the location and work closely with the Business and Functional Control Managers in proactively identifying, anticipating, escalating and remediating control issues. You will report to and support the Japan Senior Country Business Manager and Head of APAC Controls Manager in execution of the following responsibilities:
Presenting a holistic, aggregated view of all aspects of operational risk and emerging control issues across the location to management and governance committees
Owning and executing location level control processes expected by local regulators and/or management. Interacting with regulators in relation to Control related matters
Acting as the local head of Controls and the local matrix manager of the Japan based Control Managers
Manage and ensure the location wide operational risk management framework is followed across all business and functions
Represent the firm’s 1st Line of Defense to present the Operational Control framework implemented in the location
応募資格(必須経験など)
Required qualifications, capabilities and skills:
7+ years of experience in banking/financial services and/or control related role
A good understanding of the Japan regulatory environment, market, and J.P. Morgan products and services offered in Japan with previous experience in handling Regulatory Inspection, Internal and External Audits, and other assessment on Controls are preferred
Strong analytical, problem solving & process re-engineering skills – experience in digitalization, process migration, or implementing governance and oversight is a plus
Excellent verbal and written communication skills in Japanese language
Strong team player with excellent partnering and influencing skills – capable of managing the team directly and indirectly
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