【ゴールドマンサックス証券株式会社】Compliance, Regulatory Affairs, Analyst / Associate
仕事内容
Job Description
Compliance, Regulatory Affairs, Analyst / Associate, Tokyo
YOUR IMPACT
Are you passionate about strengthening the employee’s compliance awareness and firm’s compliance-related controls? We’re looking for a professional to join our Regulatory Affairs team who wants to use your communication skills, ability to learn about new laws & regulations, and project management skills to prepare for firmwide training and to manage compliance-related topical issues and projects.
OUR IMPACT
Our division interprets regulatory requirements to ensure the firm complies and determines how to appropriately pursue global market opportunities. We monitor regulatory trends in every jurisdiction where the firm operates and work with regulators to manage various risks. You will be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and can adapt to a changing regulatory landscape.
Regulatory Affairs Compliance is responsible for preparation of firmwide trainings, maintenance of policies and procedures, handling personal information protection law-related matters, review of inter-affiliates outsourcing requests and other firmwide projects.
HOW YOU WILL FULFILL YOUR POTENTIAL
Plan and implement firmwide training including arranging logistics and preparing materials
Coordinate with global teams to update and maintain global policies and procedures, and adopt them to local policies and procedures
Lead regular policies and procedures review project
Handle personal information protection laws (“PIPL”) related matters including annual PIPL self-check and personal information leakage
Review inter-affiliates outsourcing requests
Be involved in (or lead as necessary) the various firmwide and the Global Compliance projects.
応募資格(必須経験など)
SKILLS & EXPERIENCE WE’RE LOOKING FOR
BASIC QUALIFICATIONS
Excellent interpersonal and written & verbal communication skills in both English and Japanese
Ability to pay attention to details and thoroughness of execution
Strong analytical and judgment skills
Pro-active attitude to the job being self-motivated
Ability to handle multi-tasks
PREFERRED QUALIFICATIONS
Minimum of 3 years of experience in financial services industry
Compliance/Legal/Internal Audit/Operations background is preferred
Experience in relationship management or stakeholder management
Project management skill