【JPモルガン証券】Asset Management - Operations Control Management - Vice President
仕事内容
JOB DESCRIPTION
The Asset Management (AM) Operations Risk and Control team’s mission is to enable the proactive identification and timely mitigation of risk by providing a framework, infrastructure and support system holistically encompassing the breadth and depth of risk across Asset Management Operations.
We are responsible for the overall risk and control framework for AM Operations that incudes governance, regulatory response, risk mitigation, risk transformation and business intelligence. Our Business Control Officers have deep subject matter expertise, are embedded with the broader Operations teams and work hub and spoke with Operations and other pillars of our risk and control team to help carry out the consistency of the framework while driving the continued evolution of a more advanced risk and control approach.
Job responsibilities:
Work with Asia Pacific Operations colleagues to assist in risk identification and development of controls to mitigate gaps and minimize risk
Perform process walkthroughs and assist Operations with risk identification, control design and evaluation, and end-to-end issue management
Participate and provide leadership in driving audit and regulatory response, risk mitigation, risk transformation and intelligence efforts
Work with senior leaders/business executives and other stakeholders on key decisions and major risk and control initiatives
Provide control-related subject matter expertise for relevant projects driven inside and outside of the Control Management organization
Ensure operational practices are in compliance with relevant risk standards, policies and regulations to maintain an effective control environment
Identify and monitor metrics to inform on the health of the operational risk and control environment, provide input to various control committees and governance forums
応募資格(必須経験など)
Required qualifications, capabilities, and skills:
10+ years’ experience associated with Asset Management, Wealth Management activities is preferred
Professional degree/certification in Finance, Accounting, or Business related discipline
Highly motivated, energetic self-starter who takes ownership and can drive initiatives and changes through innovation
Excellent oral, interpersonal, communication skills
Proven analytical thinker and insightful problem solver
Highly proficient in Microsoft Office suite of products (Excel, SharePoint and PowerPoint)
Fluency in Japanese and English languages is a must
Preferred qualifications, capabilities, and skills:
Experience with Risk and Control Self-Assessments/Certification processes is preferred
Experience in working in a matrix organisation and across various regions
Experience in performing deep dive reviews, process mappings to identify process / gaps
Experience in working across groups (Audit, Risk, Compliance and allied business groups)
Highly organized and attentive to detail