【シティグループ】KYC AML Compliance Risk Management (AVP) - JPN - Independent Compliance Risk Management
仕事内容
The Compliance AML Execution Sr. Analyst is an intermediate position responsible for assessing AML/ASF risks and contributing to the development of new techniques and the improvement of processes and workflow for the area or function. The overall objective is to use wide range of AML knowledge to exchange complex information with first line of defense and AML peers, determine best course of action for cases, and provide solutions based on regulations and established standards.
Responsibilities:
Confirm reputational risk information, including information relating to bribery or corruption has been initially assessed and analyzed by the relevant stakeholders as necessary, to determine if the information relates to the client and any concerns and comfort levels have been appropriately documented.
Managing all aspects of KYC and Anti-Social Forces (ASF) risks in Japan, including guidance and advice needed in the application and implementation of KYC policies and standards including the ones related to ASF Standard.
Assisting in developing local KYC/ASF policies and internal procedures/control governance in Japan.
- Understanding and maintaining awareness of applicable AML/ASF/Sanctions (OFAC, UN) laws and regulations, including U.S. law and local law, international standards, and industry leading practices.
Japan AML's governance and administrative tasks such as self-assessment, escalation log, and annual internal policy review.
Assisting in developing, implementing, and monitoring KYC/ASF risk indicators and metrics.
Receive updates to local screening lists and manage local non-sanctions lists such as ASF and local negative list. Reconciliation of updated list to assure update has been reflected accurately and precisely in the screening system.
Serves as the Subject Matter Expert for screening operations and escalation point of potential and true match.
Supporting implementation of new products during UAT of systems and assists as the Subject Matter Expert on screening.
Enhance and implement of best -in-class AML Compliance policies and practices.
Provide expert advice on AML Compliance policies to the AML/Financial Crime Support teams and the business.
Perform AML Compliance quality and testing, evaluate process deficiencies, analyze control measures, enhance reporting capabilities and recommend corrective actions while satisfying regulatory and audit commitments. Further, assess and identify emerging risks and recommend / drive program enhancements.
応募資格(必須経験など)
Qualifications:
5-8 years of relevant work experience
Knowledge of Anti-Money Laundering
Consistently demonstrates clear and concise written and verbal communication
Proven analytical skills
Ability to work in a team oriented environment
JSDA License (I, II and Internal Control Officer) CAMS (Certified Anti-Money Laundering Specialist) holder is preferred
Japanese Language - Native Leve
English Language - Advanced Level (Can communicate like a native speaker and perform complex tasks)
Education:
Bachelor’s degree/ University degree or equivalent experience