【UBS】Compliance Officer - Wealth Management
仕事内容
Your role
Do you have experience in providing compliance or risk advisory services to a business division?
We are looking for a Wealth Management (WM) Business Aligned Compliance (BAC) Officer. BAC is expected to handle request/inquiry from Business as a forefront of Compliance Department.
In addition to the traditional services such as securities services and banking services, UBS WM recently started new services like trust agents, along with business collaboration with Japan mega bank. Thus, the inquiry involves a wide range of regulations like FIEA, Banking Act, Trust, etc.
Furthermore, BAC is the unique role, in terms of acting as coordinating role between Business and Compliance. Currently, in case of WM strategic project, but BAC acts as a liaison to compile a basic plan for moving forward Compliance related task, coordinating with other functions such as Monitoring team, Financial Crime team to track the overall status.
Are you interested? You will have many things to learn by this team.
The bottomline is, we are looking for someone who has agility to handle multiple task and be a good team player to support BAC task.
This role is possible for hybrid work after probation period.
Your Career Comeback
We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback.
Your team
As explained above, Wealth Management (WM) Business Aligned Compliance (BAC) Officer, which is expected to handle request/inquiry from Business and acts as a coordinating role within Compliance to handle WM related matter.
応募資格(必須経験など)
Your expertise
• working experience at Compliance department would be ideal
• team player
• have agility to handle multiple task
• native level Japanese and business level English language