【UBS】Financial Crime Prevention Officer
仕事内容
Your role
Are you risk averse? Do you know how to maintain independence and objectivity?
We are looking for someone like that who can play a key role in Financial Crime Prevention (FCP) areas mainly covering Anti-money Laundering (AML), Know-Your-Client (KYC) and Sanctions focusing on the Global Wealth Management division
• support the growth of Global Wealth Management division especially on the strategic business project by taking leadership in the second line of defense
• keep abreast of regulatory development and changes and assess the impact to the existing framework and maintain robust control framework including implementing and updating global and/or local policies and procedures
• perform account opening KYC review and periodic controls in a timely manner
• support the preparation/follow up on internal/external audit and regulatory inspections
• provide constructive advices and challenges to the 1st line of business
• work in partnership with the regional and global FCP colleagues as well as the business stakeholders in the 1st line of defense
• plan and provide FCP related training
This role is possible for hybrid work after probation period.
応募資格(必須経験など)
Your expertise
• graduate degree with ideally over 5 years of role at banks and/or securities firms in the area of AML/KYC (pertaining to Wealth Management/Private Banking is preferred) preferable in Compliance
• good understanding of AML/KYC related local laws and regulations as well as international standards (AML related qualifications such as CAMS is desirable)
• understanding the relevant banking and/or securities business and regulations (JSDA internal control manager qualification required)
• native level Japanese and business level English skills
• good communication skill and collaborative manner to work as a team member
• confidence to challenge the status quo and demonstrate strong risk awareness
• collaborative approach to achieve goals, ready to take initiatives, actively share information and willing to undertake new challenges
• good Microsoft Office skills