【ティー・ロウ・プライス】Analyst, Client Implementation Management
仕事内容
The Client Account Management (CAM) Analyst will be an office-based interface member of the CAM team. CAM team comprises two teams, Client Implementation Management (CIM) and Client Account Services (CAS), servicing clients in Japan, on a day-to-day basis. This role will be working in collaboration with broader CAM (both CIM and CAS) members in Japan and APAC in servicing separate account and pooled investment clients and their advisers. This role will provide an advanced level of investment operational expertise and support to broader CAM members and their respective clients and projects. This position partners with the broader CAM members to analyze, negotiate, communicate, and implement investment operational requirements and capabilities for new clients, projects, and services. The individual will be expected to display significant initiative and work independently.
Principal Responsibilities
• Utilize advanced operational expertise surrounding the investment process as well as established departmental and regulatory guidelines to gather, analyze, negotiate, and communicate servicing requirements for existing client accounts and certain TRP proprietary products.
• Ensure that new account onboardings, in-kind asset transfers, additional fundings, partial withdrawals or account terminations are reflected in all appropriate systems to enable accurate and timely portfolio management and trading in accounts.
• Interface with broader internal teams to gather pertinent information surrounding the nuances of each activity for communication and coordination with impacted internal teams to ensure a smooth transfer.
• Interface with Global Investment Operations, Portfolio Accounting, Investment teams, Legal or other pertinent stakeholder teams to review pending activity and to identify any potential pitfalls surrounding the activity that may need to be further investigated.
• Utilizing documentation provided by clients, transition managers, custodian banks, Corporate Actions and other pertinent sources, prepare asset transfer files for loading to recordkeeping systems.
• Analyze reconciliation details provided by Portfolio Accounting to identify any potential variances than could impact the accuracy of trading and should be flagged for further review prior to releasing for trading.
• Interface with Investment Compliance to ensure that compliance systems are accurately coded to address any required liens on securities to prevent trading in temporarily restricted securities.
• Partner with the broader internal teams assigned to the account to review activity associated with the new account onboardings, in-kind asset transfers, additional fundings, partial withdrawals or account terminations. Provide insights and background on any open issues to enable the internal teams to make necessary decisions surrounding the release of the assets for trading purposes.
• Monitor and maintain questionnaire responses for clients and Relationship Managers.
• Act as operational expert, post-sale, for broader internal teams, Japanese Trust Bank, client vendors (custodians and fund accountants) and TRP Teams. Leverage broader Relationship Managers’ time by performing in-depth analysis and scrutiny on operational issues raised by clients, their service providers, Marketing sales and service reps, Legal and other key internal service teams. Provide findings to broader teams and act under direction of Manager to disseminate findings as appropriate. Support the communication of forecasted client cash flow information to investment teams through population of designated systems.
• Miscellaneous project work
応募資格(必須経験など)
Required:
• Undergraduate degree with related work experience or extensive related work experience.
• Bi-lingual / Japanese native with English fluency (speaking and writing)
• Knowledge and experience working of asset management operations
• Advanced level of operational knowledge of investment industry practices and procedures usually acquired through work related experience in a combination of positions including, but not limited to, investment accounting, trading, financial reporting, or other similar positions.
• Experience in the operational aspects of comingled vehicles as well as separate mandates
• Experience in dealing with Japanese Trust Banks, custodians, trustees, and clients.
• Ability to effectively communicate with high level internal and external contacts including Marketing sales and service reps, Portfolio Managers, clients and their service providers, Investment Operations staff, and Legal regarding general investment operational practices
• Detail oriented
• Broad familiarity with the types of organizations with which T. Rowe Price conducts business, as well as the issues they may face.
• Self-motivated
• Able to work in an extremely fast-paced, high-volume environment that calls for constantly changing priorities.
• Bringing a positive, problem-solving oriented attitude to both external and internal interactions
• Solid communication skills, both verbal and written
• Excellent relationship building skills.
• Exceptional organizational skills
• Analytical nature
• Customer service orientation
• Demonstrated leadership skills.
• Proficient in basic computer applications such as Microsoft Office products
• Moderate excel skills.
• Enthusiastic & positive demeanor
• Ability to work effectively as a member of the team.
Commitment to Diversity, Equity, and Inclusion:
We strive for equity, equality, and opportunity for all associates. When we embrace the power of diversity and create an environment where people can bring their authentic and best selves to work, our firm is stronger, and we create greater value for our clients. Our commitment and inclusive programming aim to lift the experience for each associate and builds allies for our global associate community. We know that a sense of belonging is key not only to your success at the firm, but also to your ability to bring your best each day.